OUR CUSTODIAN
Charles Schwab
Client accounts at Penta Wealth Management are held with The Charles Schwab Corporation — one of the nation’s premier providers of financial services.
About the Charles Schwab Corporation
The Charles Schwab Corporation offers an open architecture platform of competitively priced ETFs, mutual funds, and other investment vehicles. For more than 35 years, Charles Schwab has helped investment advisors deliver an exceptional experience to their clients.
Charles Schwab Commitments
- Financial strength and stability
- Commitment to safety, soundness, and transparency
- Champion of clients
- Sound business practices
- Comprehensive protective strategies
- Client privacy commitment
The Measures Taken to Protect Client Assets
- Securities segregation compliance — client assets are held separately from firm assets
- SIPC account protection for securities accounts
- FDIC coverage for deposit accounts
A Winning Relationship with Charles Schwab
Our partnership with Charles Schwab allows Penta Wealth Management to offer clients access to a broad universe of investments, competitive pricing, and industry-leading technology — all while maintaining our independent, fiduciary standard of care.