Wealth Planning

Wealth Management & Financial Planning Services

Our team builds long lasting relationships by coordinating all your professional advisors into one perspective focused on you and your priorities. In addition, we have built strong relationships with a wide array of experts, both inside and outside of Penta Wealth Management.

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Redefining Wealth Management

With Penta Wealth Management, you benefit from a cutting-edge team with a clear, comprehensive vision of wealth management.

Wealth Management =

Select a discipline to explore

check_circleManagement of all investment elements to maximize the probability of clients achieving what is important to them

check_circlePortfolio performance analysis

check_circleRisk evaluation

check_circleAsset allocation

check_circleManager due diligence and selection

check_circleAssessment of cost impact

check_circleAssessment of tax impact

check_circleWealth enhancement

check_circleTax mitigation

check_circleLiability management

check_circleCash flow planning

check_circleWealth transfer, inside or outside your family

check_circleWealth protection

check_circleRisk mitigation

check_circleLegal structures

check_circleInsurance consulting

check_circleCharitable giving

check_circleClient relationship management

check_circleExpert team relationship management

check_circleTeam of carefully selected professionals, each with a high knowledge and expertise in key financial areas, such as legal, tax, and risk management

check_circleCollaboration with any advisors you wish to retain

Beyond Investments

Advanced Financial Planning

Delivering advanced planning: wealth management core areas

Insurance and Liability Management

Goal protection·Life insurance·Long term care income protection·Disability insurance·Business overhead insurance

Family Needs Planning

Comprehensive financial planning·Education planning·Special needs child assessment and planning·Planning for support of aging parents

Business Succession Planning

Goal protection·Life insurance·Long term care income protection·Disability insurance·Business overhead insurance

Estate Planning

Wills·Durable power of attorney (POA) for healthcare / POA-living will·Trusts·Gifting

Executive Compensation

Concentrated stock services (monetizing, hedging)·Stock option strategies·Restricted securities (Liquidation and risk management alternatives)·Estate and financial planning (Particular to executive compensation management)

Retirement Planning

Lifestyle review·Risk review·Pension and/or Social Security benefit analysis·Retirement account assessment·Retirement income plan·Beneficiary review

Credit and Lending

Home Loans·Securities-based lending·Personal credit management

Additional Planning

Charitable giving·Asset titling·Estate tax funding·Family dynamic/family meeting

The Full Spectrum

Comprehensive Advice and Guidance

With our firm’s global reach and capabilities, we have access to the resources and expertise to meet the full range of needs for families, employees, and entities and unify all aspects of your financial life with a cohesive plan.

Wealth Planning Services

Wealth transfer planning · Tax minimization strategies · Philanthropic and Succession planning · Retirement consulting services for individuals and corporations

Trust and Estate Services

Trust Company of Delaware, a nationally-charted trust company · Trust Administration · Estate planning and settlement

Financial Planning

Financial Goal Analysis · Preferred Planning · Private Planning

Corporate Executive Services

Single stock risk management · Restricted stock/rule 144 transactions · 10b5-1 trading programs · Stock option financing and planning

Banking Services

Fully integrated cash management · Checking and card program · Business services · Online access

Liability Management

Customized financing · Credit Lines · Mortgages · Margin financing

Private Wealth Management

Concentrated Stock Services · Cash Flow Planning · Foundations/Philanthropy Strategies · Succession Planning · Multi-Currency · Letters of Credit · OTC Solutions (Swaps, Forwards, Options) · Private Briefing & Financial Planning · Precious Metals Capabilities · Tax Minimization Strategies · Trust and Estate Planning · Asset Allocation · Retirement Planning · Insurance and Disability Planning · Education Planning · Banking Services

Corporate Services

Corporate Cash Management · Retirement Plans–Pension & 401K Solutions · Profit Sharing Plans · Executive Non-Qualified Compensation Plans · Employee Stock Ownership Plans (ESOP) · Stock Option Services (CEFS) · Directed Share Programs · Middle Market Equity Products (IEG) · Fixed Income Services (RIS) · Employee Education Offerings · 529 Plans/Coverdell

Institutional Consulting

10b5-1 Plans · Corporate-Sponsored Financial Planning · Investment Banking/M&A · Corporate and Structured Lending · Risk Management and Advisory Strategies · Pension Fund Advisory Services · Global Syndicated Finance

Third Party Referrals

Mergers and Acquisitions (M&A) · Restructuring · IPO · Follow-on Offerings · Equity Strategies · Leveraged or Management Buyouts (LBO/MBO) · Private Equity Fundraising · Fixed Income, Currency & Commodity (FICC) · Real Estate Finance (REF) · Block Trades · Share Repurchase · Prime Brokerage: Fund Services · Structured Products

One Coordinated Perspective

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